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Dorian Gonzalez Jr

Ubs Financial Services Inc.

Columbia, SC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-05
  • SC RA
    APPROVED
    Since 2026-03-05

Branch Locations

1320 Main St, Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Columbia SC 11/2025 Present
Belen Jesuit Preparatory School Miami FL 08/2014 05/2021
University Of Miami Miami FL 08/2021 05/2025
Unemployed Miami FL 06/2021 07/2021
Unemployed Miami FL 06/2025 10/2025
  • 11/2025 → Present
    Ubs Financial Services Inc.
    Columbia, SC
  • 08/2014 → 05/2021
    Belen Jesuit Preparatory School
    Miami, FL
  • 08/2021 → 05/2025
    University Of Miami
    Miami, FL
  • 06/2021 → 07/2021
    Unemployed
    Miami, FL
  • 06/2025 → 10/2025
    Unemployed
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-05
  • S66 Uniform Combined State Law Examination
    2026-03-05

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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