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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-04-02
  • TN RA
    APPROVED
    Since 2026-04-02

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tekila Modern Mexian Southaven MS 02/2022 Present
University Of Memphis Memphis TN 08/2021 05/2025
Student Memphis TN 11/2015 02/2022
Cetera Wealth Services, Llc El Segundo CA 12/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2026 Present
  • 02/2022 → Present
    Tekila Modern Mexian
    Southaven, MS
  • 08/2021 → 05/2025
    University Of Memphis
    Memphis, TN
  • 11/2015 → 02/2022
    Student
    Memphis, TN
  • 12/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDING INSURANCE, SECURITIES, AND ADVISORY SERVICES. 2. NAME OF OTHER BUSINESS: TEKILA MODERN MEXIAN INVESTMENT RELATED: NO ADDRESS: 6343 GETWELL RD SOUTHAVEN MS NATURE OF BUSINESS: RESTAURANT START DATE: 2/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL CONTROLLER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I OVERSEE THE FINANCIAL OPERATIONS OF A FAMILY-OWNED RESTAURANT GROUP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-24
  • S66 Uniform Combined State Law Examination
    2026-03-24
Other Names
  • Ricardo Rivera
  • Ricky Rivera

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