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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-03
MN RA APPROVED 2026-05-26
OK RA APPROVED 2026-05-26
  • TX RA
    APPROVED
    Since 2026-07-03
  • MN RA
    APPROVED
    Since 2026-05-26
  • OK RA
    APPROVED
    Since 2026-05-26

Branch Locations

975 34Th Ave Nw, Rochester, MN 55901 • United States

Cannon Falls, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rochester MN 12/2025 Present
Penntek Industrial Coatings Lakeville MN 02/2025 03/2026
Solid Rock Concrete Coating Llc San Antonio TX 12/2023 01/2025
Solid Faith Ventures San Antonio TX 08/2023 12/2023
The Ultimate Client Experience Dba Southwest Exteriors San Antonio TX 04/2023 08/2023
Southern Carlson San Antonio TX 04/2016 04/2023
Thrivent Financial Appleton WI 03/2026 06/2026
Thrivent Financial Appleton WI 06/2026 Present
  • 12/2025 → Present
    Rochester, MN
  • 02/2025 → 03/2026
    Penntek Industrial Coatings
    Lakeville, MN
  • 12/2023 → 01/2025
    Solid Rock Concrete Coating Llc
    San Antonio, TX
  • 08/2023 → 12/2023
    Solid Faith Ventures
    San Antonio, TX
  • 04/2023 → 08/2023
    The Ultimate Client Experience Dba Southwest Exteriors
    San Antonio, TX
  • 04/2016 → 04/2023
    Southern Carlson
    San Antonio, TX
  • 03/2026 → 06/2026
    Thrivent Financial
    Appleton, WI
  • 06/2026 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-22
S63 Uniform Securities Agent State Law Examination 2026-05-08
  • S65 Uniform Investment Adviser Law Examination
    2026-05-22
  • S63 Uniform Securities Agent State Law Examination
    2026-05-08

View on SEC IAPD

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