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Inactive

Simon T. Hawkins

Alphastar Capital Management

Hickory, NC

Cornelius, NC

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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-30
  • NC RA
    APPROVED
    Since 2025-10-30

Branch Locations

200 1St Ave Nw #407, Hickory, NC 28601 • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chick-Fil-A Lenoir NC 01/2021 08/2021
State Employees' Credit Union Lenoir NC 05/2023 08/2023
Unc Campus Recreation Chapel Hill NC 08/2022 12/2023
Aldi Chapel Hill NC 06/2024 05/2025
Dean Financial Hickory NC 06/2025 Present
Alphastar Capital Management Hickory NC 10/2025 Present
Pelican's Snoballs Usa Lenoir NC 01/2017 01/2020
Student Lenoir NC 10/2015 06/2021
Student Chapel Hill NC 08/2021 06/2025
  • 01/2021 → 08/2021
    Chick-Fil-A
    Lenoir, NC
  • 05/2023 → 08/2023
    State Employees' Credit Union
    Lenoir, NC
  • 08/2022 → 12/2023
    Unc Campus Recreation
    Chapel Hill, NC
  • 06/2024 → 05/2025
    Aldi
    Chapel Hill, NC
  • 06/2025 → Present
    Dean Financial
    Hickory, NC
  • 10/2025 → Present
    Alphastar Capital Management
    Hickory, NC
  • 01/2017 → 01/2020
    Pelican's Snoballs Usa
    Lenoir, NC
  • 10/2015 → 06/2021
    Student
    Lenoir, NC
  • 08/2021 → 06/2025
    Student
    Chapel Hill, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-20
  • S65 Uniform Investment Adviser Law Examination
    2025-08-20

View on SEC IAPD

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BENJAMIN F. EDWARDS & COMPANY, INC.
TRUIST ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HICKORY FINANCIAL GROUP, LLC

Other Investors

RANDALL WAYNE RICE
MARK ANDREW DAVEY
SUSAN WRIGHT SINGLETON
Mitchell Ausden Sayers
Matthew Riley Whitt
DAVID ERIC VAN HORN
RYAN ANTHONY MUMY
ANDREW ELISHA RADER

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · HICKORY, NC
ALPHASTAR CAPITAL MANAGEMENT · Hickory, NC
SOLLINDA CAPITAL MANAGEMENT LLC · Hickory, NC
CETERA INVESTMENT ADVISERS LLC · HICKORY, NC
RBC CAPITAL MARKETS, LLC · HICKORY, NC
BENJAMIN F. EDWARDS & COMPANY, INC. · Hickory, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC
TRUIST ADVISORY SERVICES, INC. · HICKORY, NC

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