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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-02-27 |
| TX | RA | APPROVED | 2024-02-26 |
Branch Locations
201 S Main St Floor 13, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | Salt Lake City | UT | 07/2006 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 10/2018 | Present |
| J.P. Morgan Securities Llc | Salt Lake City | UT | 10/2018 | Present |
| Rhm, Llc | Sandy | UT | 09/2021 | Present |
Entity Name: RHM, LLC Investment related: N Address: Sandy UT 84092 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/21/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Purchase and rental of investment real estate, not similar to my role at JPMC Entity Name: Bring Bag Company Investment related: N "Address: Sandy UT 84092" Nature of the other business: e-commerce Position/Title/Relationship: Owner/Partner Start Date: 08/13/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wife is setting up a company manufacturing bags and selling them online and to boutiques. I will be on the LLC and will be helping with set up and ongoing logistics
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-21 |
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