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Alec Marcus Umutyan

Ubs Financial Services Inc.

Napa, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-10
  • CA RA
    APPROVED
    Since 2026-03-10

Branch Locations

1455 First Street Suite 300, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tarla Mediterranean Grill Napa CA 09/2019 10/2020
Auberge - Stanley Ranch Napa CA 05/2022 08/2022
Auberge - Stanley Ranch Napa CA 05/2023 08/2023
Sotheby's International Reality Napa CA 05/2024 01/2025
University Of Colorado Boulder Boulder CO 08/2021 05/2025
Vintage High School Napa CA 08/2017 05/2021
St. Johns Lutheran Napa CA 08/2014 05/2017
Ubs Financial Services, Inc Napa CA 10/2025 Present
Unemployed Napa CA 06/2025 09/2025
  • 09/2019 → 10/2020
    Tarla Mediterranean Grill
    Napa, CA
  • 05/2022 → 08/2022
    Auberge - Stanley Ranch
    Napa, CA
  • 05/2023 → 08/2023
    Auberge - Stanley Ranch
    Napa, CA
  • 05/2024 → 01/2025
    Sotheby's International Reality
    Napa, CA
  • 08/2021 → 05/2025
    University Of Colorado Boulder
    Boulder, CO
  • 08/2017 → 05/2021
    Vintage High School
    Napa, CA
  • 08/2014 → 05/2017
    St. Johns Lutheran
    Napa, CA
  • 10/2025 → Present
    Ubs Financial Services, Inc
    Napa, CA
  • 06/2025 → 09/2025
    Unemployed
    Napa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-10
  • S66 Uniform Combined State Law Examination
    2026-03-10

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA

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