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4801 Westown Parkway, West Des Moines, IA 50266 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-29 |
Branch Locations
4801 Westown Parkway, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Services | West Des Moines | IA | 10/2025 | Present |
| Chevron, Inc | Ames | IA | 07/2018 | 10/2025 |
| Auditor Of State Of Iowa | Des Moines | IA | 07/2016 | 12/2016 |
| Corridor Property Manager | Ames | IA | 03/2017 | 07/2018 |
| Iowa State University | Ames | IA | 08/2013 | 05/2018 |
| Lpl Financial | West Des Moines | IA | 10/2025 | Present |
1) 02/05/2026 - Compass Financial Services / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 02/05/2026 - Jasper Winery / Outside/W-2 Employment / Non Inv Related / Des Moines IA 50321 / Start date 01/03/2021 - 2 Total Hours per month - 0 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-10 |
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