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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-28 |
Branch Locations
45 Rockefeller Plaza, New York, NY 10111 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Capital Management | Ny | NY | 07/2025 | Present |
| Rockefeller Financial Llc | Ny | NY | 10/2025 | Present |
| Rockefeller Capital Management | New York | NY | 06/2024 | 08/2024 |
| Siena College | Loudonville | NY | 09/2021 | 05/2025 |
| Regis High School | New York | NY | 09/2017 | 06/2021 |
| St. Patrick's School | Staten Island | NY | 09/2009 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-28 |
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