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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-03-09
  • IA RA
    APPROVED
    Since 2026-03-09

Branch Locations

1089 Jordan Creek Parkway Suite 190, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empeople Credit Union (Formerly Deere Employees Credit Union) Urbandale IA 07/2017 02/2026
Coe College Cedar Rapids IA 09/2013 05/2017
Osaic Wealth, Inc. West Des Moines IA 10/2025 Present
  • 07/2017 → 02/2026
    Empeople Credit Union (Formerly Deere Employees Credit Union)
    Urbandale, IA
  • 09/2013 → 05/2017
    Coe College
    Cedar Rapids, IA
  • 10/2025 → Present
    West Des Moines, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
  • S66 Uniform Combined State Law Examination
    2026-03-06

View on SEC IAPD

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