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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-23 |
Branch Locations
150 East Rand Road, Arlington Heights, IL 60004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mister 01 | Boca Raton | FL | 12/2024 | Present |
| Wintrust Bank | Arlington Heights | IL | 06/2025 | Present |
| Arizona State University | Tempe | AZ | 12/2022 | 05/2025 |
| Harper Community College | Palatine | IL | 09/2020 | 12/2022 |
| Wheeling High School | Wheeling | IL | 08/2016 | 06/2020 |
| Lpl Financial Llc | Arlington Heights | IL | 10/2025 | Present |
1. 09/30/2025/ Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments/ Investment related/at reported business locations 2. 09/30/2025/ Mister 01/ Outside/W-2 Employment / Server / non-investment related / 12/2024 / Baca Raton FL/ 40 hour per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-21 |
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