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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-14 |
| CA | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hacienda Heights | CA | 08/2022 | Present |
| Deluxe Med Spa | Diamond Bar | CA | 04/2021 | 05/2022 |
| Wave Plastic Surgery And Laser Center | Arcadia | CA | 09/2019 | 04/2021 |
| Sheraton San Gabriel Hotel | San Gabriel | CA | 12/2017 | 12/2019 |
| Holiday Inn El Monte | El Monte | CA | 05/2017 | 12/2017 |
| Cal Poly Pomona | Pomona | CA | 08/2016 | 05/2019 |
| Bank Of America, N.A. | Hacienda Heights | CA | 11/2025 | Present |
I*: 3139275 Entity Type: For Profit Name of OBA: Rental Property 1 Address: Azusa, CA, 91702 Investment Related: No Position, Title, Association: Co-owner Employee Start Date: 01/01/2023 No. Hours: 1 yrly No. Hours during Trading: 0 Duties: I have 2 rooms rent out. Co-owner with other family members I*: 3138280 Entity Type: For Profit Name of OBA: Rental Property 2 Address: Covina, CA, 91723 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 12/01/2024 No. Hours: 1 yrly No. Hours during Trading: 0 Duties: I have one room rent out.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-01 |
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