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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-23
  • TN RA
    APPROVED
    Since 2026-03-23

Branch Locations

2176 West Street Suite 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Millington TN 08/2025 10/2025
Bethany Huffman Cpa Millington TN 08/2023 07/2025
Doubletree By Hilton Memphis TN 08/2022 08/2023
Grace Medical Bartlett TN 05/2022 08/2022
Mellow Mushroom Germantown TN 06/2019 08/2021
Doordash Germantown TN 05/2018 07/2024
Ebay Millington TN 05/2023 07/2025
Unemployed Germantown TN 08/2015 06/2019
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2026 Present
  • 08/2025 → 10/2025
    Unemployed
    Millington, TN
  • 08/2023 → 07/2025
    Bethany Huffman Cpa
    Millington, TN
  • 08/2022 → 08/2023
    Doubletree By Hilton
    Memphis, TN
  • 05/2022 → 08/2022
    Grace Medical
    Bartlett, TN
  • 06/2019 → 08/2021
    Mellow Mushroom
    Germantown, TN
  • 05/2018 → 07/2024
    Doordash
    Germantown, TN
  • 05/2023 → 07/2025
    Ebay
    Millington, TN
  • 08/2015 → 06/2019
    Unemployed
    Germantown, TN
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SHOEMAKER FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: PHILLIP DOBBINS INVESTMENT RELATED: NO ADDRESS: 7294 SHEILA ST. MILLINGTON TN 38053 NATURE OF BUSINESS: BUY AND RESELLING BASEBALL CARDS START DATE: 06/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I GO AROUND TO CARD SHOWS AND I BUY AND SELL TRADING CARDS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-18
  • S66 Uniform Combined State Law Examination
    2026-03-18

View on SEC IAPD

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