Marshall Allen Nichols

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-10-18
WA	RA	APPROVED	2025-10-18

IL RA
APPROVED

Since 2025-10-18
WA RA
APPROVED

Since 2025-10-18

Branch Locations

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Normand Park, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Shawdow Trader	Haverford	PA	06/2024	09/2025
Marshall Nichols	Normandy Park	WA	12/2020	Present
Aci Mechanical & Hvac Sales	Seattle	WA	01/2014	12/2020
Lpl Enterprise Llc	Rosemont	IL	09/2025	Present

06/2024 → 09/2025

Shawdow Trader

Haverford, PA
12/2020 → Present

Marshall Nichols

Normandy Park, WA
01/2014 → 12/2020

Aci Mechanical & Hvac Sales

Seattle, WA
09/2025 → Present

Lpl Enterprise Llc

Rosemont, IL

Other Businesses

1. 09/24/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Normand Park, WA - INV REL - Start Date 09/23/2025 - 160hrs/mth | 160hrs during trading 2. 09/24/2025 - MARSHALL ALLEN NICHOLS N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Normand Park, WA - INV REL - Start Date 09/23/2025 - 160hrs/mth | 160hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-18

S66 Uniform Combined State Law Examination

2025-10-18

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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