Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
| NC | RA | APPROVED | 2026-03-09 |
Branch Locations
3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Raleigh | NC | 09/2025 | Present |
| Glastonbury High School | Glastonbury | CT | 01/2015 | 08/2021 |
| Congo Brands | Louisville | KY | 05/2024 | 07/2025 |
| Blue And Co., Llc | Louisville | KY | 01/2024 | 04/2024 |
| University Of Louisville | Louisville | KY | 09/2021 | 12/2024 |
| Diamond Pub | Glastonbury | CT | 05/2022 | 08/2025 |
| Highland Park Market | Glastonbury | CT | 09/2020 | 08/2021 |
| Orchard Hill Club | Glastonbury | CT | 05/2021 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
Reach out to this advisor