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Brad Michael Tavano

Rbc Capital Markets, LLC

Raleigh, NC

Cary, NC

CRD 8167348

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-11
NC RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-03-11
  • NC RA
    APPROVED
    Since 2026-03-09

Branch Locations

3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States

Cary, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Raleigh NC 09/2025 Present
Glastonbury High School Glastonbury CT 01/2015 08/2021
Congo Brands Louisville KY 05/2024 07/2025
Blue And Co., Llc Louisville KY 01/2024 04/2024
University Of Louisville Louisville KY 09/2021 12/2024
Diamond Pub Glastonbury CT 05/2022 08/2025
Highland Park Market Glastonbury CT 09/2020 08/2021
Orchard Hill Club Glastonbury CT 05/2021 08/2022
  • 09/2025 → Present
    Raleigh, NC
  • 01/2015 → 08/2021
    Glastonbury High School
    Glastonbury, CT
  • 05/2024 → 07/2025
    Congo Brands
    Louisville, KY
  • 01/2024 → 04/2024
    Blue And Co., Llc
    Louisville, KY
  • 09/2021 → 12/2024
    University Of Louisville
    Louisville, KY
  • 05/2022 → 08/2025
    Diamond Pub
    Glastonbury, CT
  • 09/2020 → 08/2021
    Highland Park Market
    Glastonbury, CT
  • 05/2021 → 08/2022
    Orchard Hill Club
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
  • S66 Uniform Combined State Law Examination
    2026-03-09

View on SEC IAPD

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