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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
12003 Vance Jackson Rd, San Antonio, TX 78230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Antonio | TX | 09/2025 | Present |
| Wells Fargo Bank, Na | San Antonio | TX | 11/2023 | Present |
| The Home Depot | Lubbock | TX | 03/2023 | 11/2023 |
| Heb | Lubbock | TX | 11/2020 | 05/2022 |
| The South Plains Food Bank | Lubbock | TX | 06/2020 | 10/2020 |
| Early Learning Centers | Lubbock | TX | 09/2022 | 02/2023 |
| Mcdonalds | Slaton | TX | 03/2019 | 07/2019 |
| Sonic Drive-In | Slaton | TX | 03/2020 | 06/2020 |
| Pizza Hut | Slaton | TX | 07/2019 | 09/2019 |
| Woodbridge Home Solutions | Lubbock | TX | 05/2022 | 06/2022 |
| Vexus | Lubbock | TX | 11/2021 | 01/2022 |
| Amazon | Lubbock | TX | 06/2022 | 09/2022 |
| Slaton High School | Slaton | TX | 01/2015 | 03/2019 |
| Slaton High School | Slaton | TX | 09/2019 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-18 |
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