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Caesar E Serrano

J.P. Morgan Securities LLC

Plano, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-26

Branch Locations

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 08/2026 Present
Wells Fargo Addison TX 02/2023 07/2026
Prime Communications Spanish Fork UT 12/2022 01/2023
Unemployed Spanish Fork UT 10/2022 11/2022
2020 Companies Provo UT 08/2021 09/2022
Prime Communications Spanish Fork UT 11/2021 05/2022
Wireless Advocates Llc Spanish Fork UT 10/2021 11/2021
Alder Holdings Llc Orem UT 06/2021 07/2021
Unemployed Abilene TX 08/2020 05/2021
Wild Bills Pawn Abilene TX 04/2020 07/2020
Unemployed Abilene TX 12/2019 03/2020
Goodwill Abilene TX 10/2019 11/2019
Unemployed Abilene TX 07/2019 09/2019
Tuesday Morning, Inc Abilene TX 04/2019 06/2019
Unemployed Abilene TX 09/2018 03/2019
Taylor County Taphouse Abilene TX 05/2018 08/2018
Unemployed Abilene TX 02/2018 04/2018
Ugly Lime Tequila Bar Abilene TX 01/2018 01/2018
Unemployed Abilene TX 10/2017 01/2018
Branesystems Llc Abilene TX 09/2017 09/2017
Unemployed Abilene TX 08/2016 08/2017
  • 08/2026 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 02/2023 → 07/2026
    Wells Fargo
    Addison, TX
  • 12/2022 → 01/2023
    Prime Communications
    Spanish Fork, UT
  • 10/2022 → 11/2022
    Unemployed
    Spanish Fork, UT
  • 08/2021 → 09/2022
    2020 Companies
    Provo, UT
  • 11/2021 → 05/2022
    Prime Communications
    Spanish Fork, UT
  • 10/2021 → 11/2021
    Wireless Advocates Llc
    Spanish Fork, UT
  • 06/2021 → 07/2021
    Alder Holdings Llc
    Orem, UT
  • 08/2020 → 05/2021
    Unemployed
    Abilene, TX
  • 04/2020 → 07/2020
    Wild Bills Pawn
    Abilene, TX
  • 12/2019 → 03/2020
    Unemployed
    Abilene, TX
  • 10/2019 → 11/2019
    Goodwill
    Abilene, TX
  • 07/2019 → 09/2019
    Unemployed
    Abilene, TX
  • 04/2019 → 06/2019
    Tuesday Morning, Inc
    Abilene, TX
  • 09/2018 → 03/2019
    Unemployed
    Abilene, TX
  • 05/2018 → 08/2018
    Taylor County Taphouse
    Abilene, TX
  • 02/2018 → 04/2018
    Unemployed
    Abilene, TX
  • 01/2018 → 01/2018
    Ugly Lime Tequila Bar
    Abilene, TX
  • 10/2017 → 01/2018
    Unemployed
    Abilene, TX
  • 09/2017 → 09/2017
    Branesystems Llc
    Abilene, TX
  • 08/2016 → 08/2017
    Unemployed
    Abilene, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2025-11-18
  • S65 Uniform Investment Adviser Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2025-11-18
Other Names
  • Caesar Efraim Serrano
  • Caesar Serrano
  • Caesar E Serrano

View on SEC IAPD

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