Best Investors Account Sign in

Luca Caligo

Ubs Financial Services Inc.

El Segunda, CA

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-11
  • CA RA
    APPROVED
    Since 2026-03-11

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segunda, CA 90245 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc El Segundo CA 10/2025 Present
County Of Sonoma Santa Rosa CA 07/2025 10/2025
Kern County Bakersfield CA 03/2024 07/2025
Uniqlo Co Canoga Park CA 07/2023 10/2023
Nordstrom Inc Laurel Canyon Blvd CA 03/2023 07/2023
California State University, Northridge Northridge CA 02/2022 12/2022
Target Corporation Bakersfield CA 10/2021 12/2021
Amazon Inc Bakersfield CA 05/2021 07/2021
Conduent Inc Bakersfield CA 10/2020 05/2021
South High School Bakersfield CA 08/2013 05/2017
Bakersfield College Bakersfield CA 08/2017 05/2020
California State University, Northridge Los Angeles CA 08/2020 12/2022
Not Applicable Bakersfield CA 11/2023 02/2024
  • 10/2025 → Present
    Ubs Financial Services, Inc
    El Segundo, CA
  • 07/2025 → 10/2025
    County Of Sonoma
    Santa Rosa, CA
  • 03/2024 → 07/2025
    Kern County
    Bakersfield, CA
  • 07/2023 → 10/2023
    Uniqlo Co
    Canoga Park, CA
  • 03/2023 → 07/2023
    Nordstrom Inc
    Laurel Canyon Blvd, CA
  • 02/2022 → 12/2022
    California State University, Northridge
    Northridge, CA
  • 10/2021 → 12/2021
    Target Corporation
    Bakersfield, CA
  • 05/2021 → 07/2021
    Amazon Inc
    Bakersfield, CA
  • 10/2020 → 05/2021
    Conduent Inc
    Bakersfield, CA
  • 08/2013 → 05/2017
    South High School
    Bakersfield, CA
  • 08/2017 → 05/2020
    Bakersfield College
    Bakersfield, CA
  • 08/2020 → 12/2022
    California State University, Northridge
    Los Angeles, CA
  • 11/2023 → 02/2024
    Not Applicable
    Bakersfield, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-11
  • S66 Uniform Combined State Law Examination
    2026-03-11

View on SEC IAPD

Other Firms

SOLACE CAPITAL PARTNERS, L.P.
STRANDVIEW CAPITAL, LLC
LPL FINANCIAL LLC
EDWARD JONES
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARGER INVESTMENT PARTNERS LP

Other Investors

JAMIE L WHITE
EMMEE SARMIENTO FERGUSON
Noelle Calara
Tejas Mangesh Lolge
CLAUDIA IVETT RAMIREZ
Chad Brian Saclolo
Chase Adrian Marion
CHRISTINE LEE

Other Offices

SOLACE CAPITAL PARTNERS, L.P. · EL SEGUNDO, CA
STRANDVIEW CAPITAL, LLC · EL SEGUNDO, CA
UBS FINANCIAL SERVICES INC. · El Segundo, CA
LPL FINANCIAL LLC · EL SEGUNDO, CA
EDWARD JONES · EL SEGUNDO, CA
MORGAN STANLEY · El Segundo, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA
WELLS FARGO CLEARING SERVICES, LLC · EL SEGUNDO, CA

More in El Segunda, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor