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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-31
  • TX RA
    APPROVED
    Since 2026-03-31

Branch Locations

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plano TX 09/2025 Present
Unemployment Ontario CA 02/2025 09/2025
Amazon Ontario CA 04/2021 01/2025
Small Business Development Center - U Of La Verne, Ca Ontario CA 10/2023 08/2024
Hd Supply Ontario CA 07/2016 03/2021
  • 09/2025 → Present
    Plano, TX
  • 02/2025 → 09/2025
    Unemployment
    Ontario, CA
  • 04/2021 → 01/2025
    Amazon
    Ontario, CA
  • 10/2023 → 08/2024
    Small Business Development Center - U Of La Verne, Ca
    Ontario, CA
  • 07/2016 → 03/2021
    Hd Supply
    Ontario, CA
Other Businesses

Entity Name: Uber Eats Investment related: No "Address: 1455 Market St #400, San Francisco, CA 94103 https://www.uber.com/us/en/deliver/" Nature of the other business: Food Delivery Position/Title/Relationship: Employee/Contractor Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Driver for uber eats

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-17
S65 Uniform Investment Adviser Law Examination 2025-05-22
  • S66 Uniform Combined State Law Examination
    2025-06-17
  • S65 Uniform Investment Adviser Law Examination
    2025-05-22

View on SEC IAPD

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