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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-29 |
Branch Locations
675 N Baker Rd Ste 110, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Brookfield | WI | 09/2025 | 01/2026 |
| Butler University Athletics | Indianapolis | IN | 08/2023 | 12/2023 |
| Separators Inc. | Indianapolis | IN | 06/2023 | 08/2023 |
| Unemployed | Racine | WI | 08/2023 | 06/2024 |
| Deerfield Financial Advisors | Carmel | IN | 06/2024 | 04/2025 |
| Unemployed | Racine | WI | 06/2010 | 06/2023 |
| Unemployed | Racine | WI | 05/2025 | 09/2025 |
| Racine Lakeshore Officials Association | Racine | WI | 09/2025 | 09/2025 |
| Prime Financial Services | Brookfield | WI | 01/2026 | 01/2026 |
| Youth Basketball | Racine | WI | 09/2025 | Present |
| Cetera Advisors Llc | St Cloud | MN | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: PRIME FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE CLIENT AND OFFICE SUPPORT; 2. NAME OF OTHER BUSINESS: YOUTH BASKETBALL INVESTMENT RELATED: NO ADDRESS: RACINE, WI 53405 NATURE OF BUSINESS: YOUTH BASKETBALL OFFICIAL START DATE: 9/2025 POSITION/TITLE/RELATIONSHIP: YOUTH BASKETBALL OFFICIAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OFFICIATING YOUTH BASKETBALL GAMES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
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