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CRD 4986957
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2018-07-09 |
| TX | RA | APPROVED | 2013-06-03 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
Two Jericho Plaza, Jericho, NY 11753 • United States
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
58 South Service Road Suite 400, Melville, NY 11747 • United States
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Purchase | NY | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-09 |
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