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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CT RA APPROVED 2018-07-09
TX RA APPROVED 2013-06-03
NJ RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2018-07-09
  • TX RA
    APPROVED
    Since 2013-06-03
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Two Jericho Plaza, Jericho, NY 11753 • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

58 South Service Road Suite 400, Melville, NY 11747 • United States

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Purchase NY 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Purchase, NY
Previous Registrations
  • 2008-10-10 → 2009-06-01
    Morgan Stanley & Co. Llc
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-09
  • S66 Uniform Combined State Law Examination
    2008-10-09
Designations

View on SEC IAPD

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