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Craig Cohen

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-05
TX RA APPROVED 2024-04-05
  • NY RA
    APPROVED
    Since 2024-04-05
  • TX RA
    APPROVED
    Since 2024-04-05

Branch Locations

270 Park Avenue 22Nd Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbs Securities Inc Stamford CT 11/2013 07/2018
Jpmorgan Chase Bank Na New York NY 07/2018 Present
Jpmorgan Securities Llc New York NY 07/2018 Present
  • 11/2013 → 07/2018
    Rbs Securities Inc
    Stamford, CT
  • 07/2018 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 07/2018 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-05
S63 Uniform Securities Agent State Law Examination 2006-08-23
  • S65 Uniform Investment Adviser Law Examination
    2024-04-05
  • S63 Uniform Securities Agent State Law Examination
    2006-08-23
Other Names
  • Craig Bradley Cohen

View on SEC IAPD

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