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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-19 |
Branch Locations
3200 Southwest Freeway Suite 1900, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Houston | TX | 06/2005 | Present |
| Nylife Securities Inc. | New York | NY | 06/2005 | Present |
| Eagle Strategies Llc | Houston | TX | 05/2011 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3200 Southwest Freeway, Suite 1900, Houston, TX 77027; Start Date: 11/2008; Role/Title: Insurance Broker; Investment related] [Rutgers School of Arts and Sciences Dean's Advisory Council; Rutgers University started in 1776 has 3 campuses in New Jersey with 71,000+ students. The School of Arts and Sciences has largest number of students is a major educator for this Big Ten college.; 57 US Highway 1, New Brunswick, NJ 08901-8554; Start Date 08/2021; Role/Title: Member; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours;provides consultation, provokes thought and offers council to the Executive Dean in support of the mission, strategy and goals of the School of Arts and Sciences, and offers guidance to shape a productive and successful future of Excellence, Opportunity and Leadership]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-13 |
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