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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED | 2025-11-10 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 09/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 09/2025 | Present |
| Jpmorgan Se | Frankfurt | 03/2022 | 09/2025 | |
| Deutsche Lufthansa Ag | Frankfurt | 03/2012 | 03/2024 | |
| Ubs Europe Se | Frankfurt | 11/2021 | 01/2022 | |
| Deutsche Bank Ag | Frankfurt | 07/2020 | 08/2020 | |
| Bnp Paribas | Frankfurt | 07/2019 | 09/2019 | |
| Deutsche Bank Ag | Frankfurt | 01/2019 | 03/2019 | |
| Kreissparkasse St. Wendel | St. Wendel | 03/2017 | 04/2017 | |
| Nova School Of Business And Economics | Carcavelos | 08/2020 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-29 |
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