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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-15 |
Branch Locations
1405 Hillsborough Street Suite 101, Raleigh, NC 27605 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cary Regional Library | Cary | NC | 10/2019 | 08/2021 |
| University Of North Carolina At Chapel Hill | Chapel Hill | NC | 07/2022 | 06/2025 |
| Gsk | Chapel Hill | NC | 06/2021 | 08/2021 |
| Balfour Beatty Construction | Raleigh | NC | 05/2024 | 08/2024 |
| Unc Chapel Hill | Chapel Hill | NC | 08/2021 | 05/2025 |
| Fuquay Varina High School | Fuquay Varina | NC | 08/2017 | 05/2021 |
| Wake Technical College | Fuquay-Varina | NC | 08/2019 | 05/2021 |
| Holly Ridge Middle School | Holly Springs | NC | 08/2014 | 05/2017 |
| Lpl Enterprise | High Point | NC | 09/2025 | Present |
1. 09/02/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Holly Springs, NC - INV REL - Start Date 09/02/2025 - 160hrs/mth | 160hrs during trading 2. 09/02/2025 - RYAN KUHN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Holly Springs, NC - INV REL - Start Date 09/02/2025 - 160hrs/mth | 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-15 |
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