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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-21
  • NY RA
    APPROVED
    Since 2025-10-21

Branch Locations

200 West Street, New York, NY 10282-2198 • United States

100 Coliseum Drive, Cohoes, NY 12047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co. Llc New York NY 09/2025 Present
Defranceschi & Klemm, Pc Boston MA 03/2024 04/2025
Law Office Of John H. Prettyman Braintree MA 05/2023 08/2023
Law Office Of Tamara W. Murock, Pllc Spokane Valley WA 01/2018 08/2022
Eastern Washington University Cheney WA 09/2017 06/2021
University Highschool Spokane Valley WA 09/2013 06/2017
Suffolk University Law School Boston MA 08/2022 05/2025
Unemployed Boston MA 06/2025 07/2025
Unemployed Centerport NY 07/2025 08/2025
Unemployed Spokane Valley WA 07/2017 08/2017
  • 09/2025 → Present
    Goldman Sachs & Co. Llc
    New York, NY
  • 03/2024 → 04/2025
    Defranceschi & Klemm, Pc
    Boston, MA
  • 05/2023 → 08/2023
    Law Office Of John H. Prettyman
    Braintree, MA
  • 01/2018 → 08/2022
    Law Office Of Tamara W. Murock, Pllc
    Spokane Valley, WA
  • 09/2017 → 06/2021
    Eastern Washington University
    Cheney, WA
  • 09/2013 → 06/2017
    University Highschool
    Spokane Valley, WA
  • 08/2022 → 05/2025
    Suffolk University Law School
    Boston, MA
  • 06/2025 → 07/2025
    Unemployed
    Boston, MA
  • 07/2025 → 08/2025
    Unemployed
    Centerport, NY
  • 07/2017 → 08/2017
    Unemployed
    Spokane Valley, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17

View on SEC IAPD

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