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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-15 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated (Org Id: 793) | New York City | NY | 09/2025 | Present |
| Axiom Law | Chicago | IL | 08/2024 | 08/2025 |
| Ross Stores | New York City | NY | 06/2023 | 07/2023 |
| Indiana University | Bloomington | IN | 08/2020 | 05/2024 |
| Harriton High School | Lower Merion | PA | 09/2016 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-14 |
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