Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York City | NY | 09/2025 | Present |
| Ubs Switzerland Ag | Opfikon | 06/2024 | 09/2025 | |
| Credit Suisse Ag | Zurich | 11/2022 | 06/2024 | |
| Credit Suisse Ag | Zurich | 01/2021 | 11/2022 | |
| Venturelab Ag | Schlieren | 11/2018 | 12/2020 | |
| Mcgill University | Montreal | 08/2015 | 07/2018 | |
| Unemployed | Kusnacht | 07/2018 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
Reach out to this advisor