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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-28 |
| TX | RA | APPROVED | 2025-10-28 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus, & Co. | New York | NY | 09/2025 | Present |
| National Parks Service | Riis Park | NY | 05/2025 | 08/2025 |
| Iona University | New Rochelle | NY | 09/2024 | 05/2025 |
| National Parks Service | Riis Park | NY | 05/2024 | 09/2024 |
| Iona University | New Rochelle | NY | 09/2023 | 05/2024 |
| National Parks Service | Riis Park | NY | 05/2023 | 09/2023 |
| Iona University | New Rochelle | NY | 09/2022 | 05/2023 |
| National Parks Service | Riis Park | NY | 07/2022 | 09/2022 |
| National Parks Service | Riis Park | NY | 05/2022 | 07/2022 |
| Iona University | New Rochelle | NY | 09/2021 | 05/2022 |
| Nyc Department Of Parks & Recreation | Rockaway Beach | NY | 05/2021 | 06/2021 |
| Iona University | New Rochelle | NY | 08/2020 | 05/2021 |
| Nyc Department Of Parks & Recreation | Rockaway Beach | NY | 05/2020 | 08/2020 |
| Chaminade High School | Mineola | NY | 09/2019 | 06/2020 |
| Nyc Department Of Parks & Recreation | Rockaway Beach | NY | 05/2019 | 08/2019 |
| Chaminade High School | Mineola | NY | 09/2018 | 06/2019 |
| Silver Gull Beach Club | Breezy Point | NY | 05/2018 | 09/2018 |
| Chaminade High School | Mineola | NY | 09/2017 | 06/2018 |
| Silver Gull Beach Club | Breezy Point | NY | 06/2017 | 08/2017 |
| Chaminade High School | Mineola | NY | 09/2016 | 06/2017 |
1. Xavier High School; 30 W 16th Street New York NY 10011; High School; Assistant Coach of Freshman and Varsity Swimming and Diving Teams; Coach varsity swimming; 10/01/2024; 3 hrs/week; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-28 |
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