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Christopher Phillip Epakis

Ubs Financial Services Inc.

New York, NY

CRD 8156496

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-04
  • NY RA
    APPROVED
    Since 2025-12-04

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 08/2025 Present
Ubs Ag Australia Sydney 06/2024 08/2025
Credit Suisse Sydney 01/2022 06/2024
Ing Australia Sydney 10/2020 01/2022
Sydney Swans Ltd Sydney 11/2015 10/2020
  • 08/2025 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 06/2024 → 08/2025
    Ubs Ag Australia
    Sydney
  • 01/2022 → 06/2024
    Credit Suisse
    Sydney
  • 10/2020 → 01/2022
    Ing Australia
    Sydney
  • 11/2015 → 10/2020
    Sydney Swans Ltd
    Sydney
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
  • S66 Uniform Combined State Law Examination
    2025-02-13

View on SEC IAPD

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