Brock A Adams

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 01/2024 → 08/2025
  Wells Fargo
  Raleigh, NC
• 08/2022 → 01/2024
  Modern Woodmen Of America
  Raleigh, NC
• 02/2018 → 08/2022
  Footlocker
  Raleigh, NC
• 06/2016 → 11/2017
  Verizon
  Altamomte Springs, FL
• 11/2017 → 02/2018
  Ups
  Garner, NC
• 11/2025 → Present
  Bank Of America, N.A.
  Raleigh, NC

Exams

• S66 Uniform Combined State Law Examination
  2026-01-21

Other Names

• Brock Alston Adams