Phillip Lehman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  South Pasadena, CA
• 07/2014 → 04/2017
  Advanced Energy Solutions
  710 Nogales St, CA
• 05/2022 → 07/2024
  University Of Arizona
  Tucson, AZ
• 09/2025 → Present
  Bank Of America, N.A.
  South Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-10-29

Other Names

• Phillip Karl Lehman