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Phillip Lehman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

South Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
CA RA APPROVED 2025-10-29
  • TX RA
    APPROVED
    Since 2026-01-02
  • CA RA
    APPROVED
    Since 2025-10-29

Branch Locations

929 Fair Oaks Ave, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated South Pasadena CA 05/2017 Present
Advanced Energy Solutions 710 Nogales St CA 07/2014 04/2017
University Of Arizona Tucson AZ 05/2022 07/2024
Bank Of America, N.A. South Pasadena CA 09/2025 Present
  • 05/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    South Pasadena, CA
  • 07/2014 → 04/2017
    Advanced Energy Solutions
    710 Nogales St, CA
  • 05/2022 → 07/2024
    University Of Arizona
    Tucson, AZ
  • 09/2025 → Present
    Bank Of America, N.A.
    South Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29
Other Names
  • Phillip Karl Lehman

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
NEWBURY CAPITAL MANAGEMENT, LLC · SOUTH PASADENA, CA
J.P. MORGAN SECURITIES LLC · SOUTH PASADENA, CA
COPPELL ADVISORY SOLUTIONS LLC · South Pasadena, CA

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