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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-25 |
| NY | RA | APPROVED | 2026-08-24 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston College | Boston | MA | 08/2022 | 05/2023 |
| Burning Tree Club | Bethesda | MD | 05/2021 | 08/2021 |
| Unemployed | Washington | DC | 05/2025 | 08/2025 |
| Headfirst Summer Camps | Washington | DC | 06/2018 | 08/2018 |
| St Albans School | Washington | DC | 08/2018 | 05/2021 |
| Fidelity Investments | New York | NY | 06/2024 | 08/2024 |
| Fidelity Investments | New York | NY | 08/2025 | 08/2026 |
| Boston College | Boston | MA | 08/2024 | 05/2025 |
| Youngstown Phantoms | Youngstown | OH | 06/2022 | 08/2022 |
| St Albans School | Washington | DC | 06/2015 | 06/2018 |
| Experian | Washington | DC | 05/2023 | 07/2023 |
| Burning Tree Club | Bethesda | MD | 05/2022 | 06/2022 |
| Boston College | Boston | MA | 08/2023 | 05/2024 |
| Boston College | Boston | MA | 08/2021 | 05/2022 |
| Rbc Capital Markets, Llc | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-26 |
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