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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
IN RA APPROVED 2025-08-26
  • TX RA
    APPROVED
    Since 2025-11-03
  • IN RA
    APPROVED
    Since 2025-08-26

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 08/2025 Present
German American Bank Evansville IN 03/2023 08/2025
University Of California State Northridge Northridge CA 04/2022 03/2023
University Of Evansville Evansville IN 05/2018 04/2022
University Of Louisville Louisville KY 06/2015 05/2018
Bank Of America, N.A. Evansville IN 08/2025 Present
  • 08/2025 → Present
    Evansville, IN
  • 03/2023 → 08/2025
    German American Bank
    Evansville, IN
  • 04/2022 → 03/2023
    University Of California State Northridge
    Northridge, CA
  • 05/2018 → 04/2022
    University Of Evansville
    Evansville, IN
  • 06/2015 → 05/2018
    University Of Louisville
    Louisville, KY
  • 08/2025 → Present
    Bank Of America, N.A.
    Evansville, IN
Other Businesses

I*2782262, Entity Type, Name of OBA: PB Address: Evansville, Indiana 47715 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/01/2024 No Hours: 1 No Hours during trading: 0 Duties: Power of Attorney/ Parent I*2782261, Entity Type: Charitable, Name of OBA: Red Cross Address: Evansville, Indiana 47715 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/01/2024 No Hours: 1 No Hours during trading: 0 Duties: Non-profit service. Serve as board member for local Evansville chapter; no compensation & no involvement or impact on fund's investments etc. I*3124267Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO P. B.RRA FBO P. B.Address: Evansville, Indiana, 47715Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/01/2017Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney\ Parent I*3126264Entity Type: Fiduciary roleName of OBA: P. B. TOD BENEFICIARIES ON FILEAddress: Evansville, Indiana, 47715Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/01/2017Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney\ Parent I*3126265Entity Type: Fiduciary roleName of OBA: P. B. TOD BENEFICIARIES ON FILEAddress: Evansville, Indiana, 47715Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/01/2017Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney\ Parent I*3126266Entity Type: Fiduciary roleName of OBA: MLPF& S CUST FPO P. B. IRA FBO P. B.Address: Evansville, Indiana, 47715Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 06/01/2017Number of Hours: 1, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney\ Parent I*3759300Entity Type: N/AName of OBA: Evansville Country ClubAddress: Evansville, Indiana, 47711Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 02/12/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Non-profit golf, swim, tennis, social club. Serve on the membership committee: offering ideas to help increase and retain membership count. I*3821265, Entity Type: Entity For Profit, Name of OBA: LTDP Holdings, LLC, Address: Evansville, Indiana, 47715, Investment Related: Y, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 02/17/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Owner/managing member with spouse, LLC to hold private investment already approved

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-23
  • S66 Uniform Combined State Law Examination
    2025-04-23

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