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Troy Raymond Harting

Harting Financial, LLC

Colorado Springs, CO

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Current Employers
Harting Financial, Llc

2045 Diamond Creek Dr, Colorado Springs, CO 80921-2984 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-11-04
  • CO RA
    APPROVED
    Since 2025-11-04

Branch Locations

2045 Diamond Creek Dr, Colorado Springs, CO 80921-2984 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Air Force Colorado Springs CO 08/2015 06/2025
Harting Financial, Llc Colorado Springs CO 06/2025 Present
  • 08/2015 → 06/2025
    United States Air Force
    Colorado Springs, CO
  • 06/2025 → Present
    Harting Financial, Llc
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-15
  • S65 Uniform Investment Adviser Law Examination
    2025-10-15

View on SEC IAPD

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SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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