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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Borchers | New York | NY | 02/2026 | 04/2026 |
| Equitable Advisors | Tucson | AZ | 08/2025 | 01/2026 |
| University Of Arizona | Tucson | AZ | 08/2020 | 12/2024 |
| Tamdeen Group | Kuwait City | 05/2024 | 07/2024 | |
| Student | Kuwait City | 08/2014 | 07/2020 | |
| Unemployed | Tucson | AZ | 12/2024 | 08/2025 |
| Northwestern Mutual Investment Services Llc | New York | NY | 04/2026 | Present |
| Kevin Hon | New York | NY | 02/2026 | 04/2026 |
| James Borchers | New York | NY | 04/2026 | Present |
| Kevin Hon | New York | NY | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-24 |
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