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Austin James Francis

Bfc Planning, Inc.

Cedar Rapids, IA

Manchester, MO

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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-02-12
  • MO RA
    APPROVED
    Since 2026-02-12

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

13537 Barrett Parkway Drive #300, Manchester, MO 63021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C.J. Muggs Webster Groves MO 05/2007 05/2023
Unemployed Rock Hill MO 06/2023 05/2025
Moloney Securities Co., Inc. Manchester MO 06/2025 12/2025
Moloney Securities Asset Management Llc Manchester MO 06/2025 12/2025
Berthel, Fisher & Company Financial Services, Inc. Manchester MO 12/2025 Present
Bfc Planning, Inc. Manchester MO 02/2026 Present
  • 05/2007 → 05/2023
    C.J. Muggs
    Webster Groves, MO
  • 06/2023 → 05/2025
    Unemployed
    Rock Hill, MO
  • 06/2025 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 06/2025 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Manchester, MO
  • 02/2026 → Present
    Bfc Planning, Inc.
    Manchester, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-05
  • S66 Uniform Combined State Law Examination
    2026-02-05
Other Names
  • Aj Francis

View on SEC IAPD

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LASALLE ST. INVESTMENT ADVISORS, L.L.C.
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Other Investors

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JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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