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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-17
WI RA APPROVED 2026-08-17
  • NY RA
    APPROVED
    Since 2026-08-17
  • WI RA
    APPROVED
    Since 2026-08-17

Branch Locations

Mequon, WI • United States

1500 Broadway 28Th Floor, New York, NY 10036 • United States

Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-11
  • WI RA
    APPROVED
    Since 2025-09-11

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Brookfield WI 05/2024 08/2024
Annex Wealth Management Brookfield WI 08/2025 08/2026
University Of Iowa Iowa City IA 09/2021 05/2025
Elite Sports Club Mequon WI 10/2018 04/2021
Ldc Pool Mequon WI 06/2019 08/2021
Mequon-Theinsville School District Mequon WI 09/2014 06/2021
1834 Investment Advisors Milwaukee WI 06/2023 08/2023
Mariner Overland Park KS 08/2026 Present
Annex Wealth Management Brookfield WI 07/2026 08/2026
  • 05/2024 → 08/2024
    Annex Wealth Management
    Brookfield, WI
  • 08/2025 → 08/2026
    Annex Wealth Management
    Brookfield, WI
  • 09/2021 → 05/2025
    University Of Iowa
    Iowa City, IA
  • 10/2018 → 04/2021
    Elite Sports Club
    Mequon, WI
  • 06/2019 → 08/2021
    Ldc Pool
    Mequon, WI
  • 09/2014 → 06/2021
    Mequon-Theinsville School District
    Mequon, WI
  • 06/2023 → 08/2023
    1834 Investment Advisors
    Milwaukee, WI
  • 08/2026 → Present
    Overland Park, KS
  • 07/2026 → 08/2026
    Annex Wealth Management
    Brookfield, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-11
  • S65 Uniform Investment Adviser Law Examination
    2025-09-11

View on SEC IAPD

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