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6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-24 |
| FL | RA | APPROVED | 2025-08-18 |
| TN | RA | APPROVED | 2025-08-13 |
Branch Locations
1102 Kermit Drive, Suite 200, Nashville, TN 37217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Nashville | TN | 08/2025 | Present |
| Mallory Pfingstler State Farm | Smithville | TN | 05/2023 | 08/2023 |
| Citizens Bank Of Lafayette | Gainesboro | TN | 06/2024 | 06/2025 |
| Tullahoma Parks And Recreation | Tullahoma | TN | 05/2017 | 08/2021 |
| Student | Tullahoma | TN | 08/2015 | 05/2025 |
| Trinity Wealth Securities, Llc | Nashville | TN | 12/2025 | Present |
Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 08/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: Insurance. Position: Independent Contractor. 08/2025. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales Trinity Wealth Securities, LLC. Investment Related. 1102 Kermit Dr, Suite 200, Nashville, TN 37217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 12/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 2025-07-29 |
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