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Ricardo Charvel

J.P. Morgan Securities LLC

New York, NY

CRD 8145825

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-08
TX RA APPROVED 2025-10-08
  • NY RA
    APPROVED
    Since 2025-10-08
  • TX RA
    APPROVED
    Since 2025-10-08

Branch Locations

270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2024 08/2024
Certe Energy Services Sa De Cv Mexico City 12/2021 05/2023
Populus Insurtech Mexico City 06/2020 12/2021
Soyser Sa De Cv Mexico City 09/2015 11/2021
Qbic Management Consulting Mexico City 01/2018 08/2018
Unemployed Mexico City 06/2023 05/2024
Unemployed Mexico City 09/2024 06/2025
Instituto Tecnologico Y De Estudios Superiores De Monterrey Mexico City 08/2019 06/2022
  • 07/2025 → Present
    New York, NY
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 12/2021 → 05/2023
    Certe Energy Services Sa De Cv
    Mexico City
  • 06/2020 → 12/2021
    Populus Insurtech
    Mexico City
  • 09/2015 → 11/2021
    Soyser Sa De Cv
    Mexico City
  • 01/2018 → 08/2018
    Qbic Management Consulting
    Mexico City
  • 06/2023 → 05/2024
    Unemployed
    Mexico City
  • 09/2024 → 06/2025
    Unemployed
    Mexico City
  • 08/2019 → 06/2022
    Instituto Tecnologico Y De Estudios Superiores De Monterrey
    Mexico City
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-26
  • S66 Uniform Combined State Law Examination
    2025-09-26
Other Names
  • Ricardo Charvel Diaz

View on SEC IAPD

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