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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-22
NJ RA APPROVED 2017-09-27
  • NY RA
    APPROVED
    Since 2021-03-22
  • NJ RA
    APPROVED
    Since 2017-09-27

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2015 09/2017
Jpmorgan Chase Bank Na New York NY 08/2015 09/2017
Neuberger Berman New York NY 09/2017 Present
  • 08/2015 → 09/2017
    J.P. Morgan Securities Llc
    New York, NY
  • 08/2015 → 09/2017
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2017 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-04
  • S63 Uniform Securities Agent State Law Examination
    2015-09-04
Designations
Other Names
  • Joshua A. Bronstein

View on SEC IAPD

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