Tammy Nguyen Lee

Current Employers

Employment History

• 11/2014 → 12/2018
  United Planners' Financial Services
  Scottsdale, AZ
• 11/2014 → 12/2019
  Penniall And Associates
  Newport Beach, CA
• 12/2014 → 12/2019
  Tammy Lee (Penniall And Associates)
  Newport Beach, CA
• 12/2019 → 04/2022
  Alpha Cubed Investments, Llc
  Irvine, CA
• 04/2022 → 12/2022
  Alpha Cubed Investments
  Irvine, CA
• 12/2022 → 06/2026
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 06/2026 → Present
  Arax Advisory Partners, Llc
  Tustin, CA

Previous Registrations

• 2022-12-16 → 2026-07-20
  U.S. Capital Wealth Advisors, Llc
  Tustin, CA
• 2019-12-26 → 2022-12-22
  Alpha Cubed Investments, Llc
  Costa Mesa, CA
• 2015-01-30 → 2019-12-13
  Bridge Advisory Llc
  Newport Beach, CA
  Pasadena, CA
• 2019-07-10 → 2019-12-13
  Retirement Wellness Group
  Pasadena, CA
• 2008-02-13 → 2014-11-14
  F500 Advisory Services, Inc.
  Newport Beach, CA

Other Businesses

1.) Tammy Lee - Investment Related - Insurance - Insurance Agent - Start date 01/26/2016 - 5 hours per month - 0 hours during trading hours - If a client has a need for life insurance as a part of their financial plan, Tammy is licensed to find a policy that is the best fit for them. 2) RIA Strategic Implementation and Execution - Investment Related - 2522 Chambers Road, Tustin, CA - Provides implementation strategies for RIAs - Managing Member and Owner - Start date - 12/7/22 - 140 hours per month - 110 hours during trading hours - Duties include providing clients with operations and strategies implementation and consultation.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-22

Designations

Other Names

• Tammy Nguyen Ho
• Tammy Nguyen Ho