Lisa Catherine Ferrante

Employer firm

Gagnon Securities, LLC CRD 103727

$530M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Gagnon Securities, Llc
  New York, NY

Other Businesses

As of January 2018, I provide compliance support for all Gagnon Securities and Affiliates. Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-03

Other Names

• Lisa Sheeran
• Lisa Catherine Sheeran