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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randolph Public Schools | Randolph | MA | 08/2012 | 06/2025 |
| Xfinity Center | Mansfield | MA | 06/2019 | Present |
| Archstone Financial | Worcester | MA | 09/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2026 | Present |
1. NAME OF OTHER BUSINESS: XFINITY CENTER; INVESTMENT RELATED: NO; ADDRESS: MANSFIELD, MA 02048; NATURE OF BUSINESS: ENTERTAINMENT VENUE; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: USHER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ASSIST CUSTOMERS TO THEIR SEATS AND CHECK IN WITH THEM DURING THE PERFORMANCE TO MAKE SURE THEY ARE SATISFIED 2. NAME OF OTHER BUSINESS: ARCHSTONE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT / EMPLOYEE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CLIENT PREPARATION, BUSINESS PROCESSING, MARKETING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-23 |
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