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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sgroi Lawley Llc | Buffalo | NY | 07/2025 | Present |
| Unemployed | N/A | NY | 05/2025 | 07/2025 |
| Rich Products Corporation | Buffalo | NY | 01/2024 | 12/2024 |
| Sgroi Financial Llc | Buffalo | NY | 05/2023 | 08/2023 |
| Sgroi Financial Llc | Buffalo | NY | 05/2022 | 08/2022 |
| John Carroll University | Cleveland | OH | 08/2021 | 05/2025 |
| Unemployed | N/A | NY | 06/2021 | 08/2021 |
| Hamburg Central School District | Buffalo | NY | 07/2015 | 06/2021 |
| Lpl Financial | West Seneca | NY | 07/2025 | Present |
1. 08/2025 - Sgroi Lawley Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 120 Hour(s)/Month - 105 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/26/2025 2. 03/24/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2025 - 120 hours per month/ 105 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-02 |
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