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Patrick Einstein

J.P. Morgan Securities LLC

New York, NY

CRD 8141248

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-25
TX RA APPROVED 2025-08-25
  • NY RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED
    Since 2025-08-25

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2025 Present
Unemployed New York NY 06/2025 06/2025
University Of Delaware Newark DE 02/2024 05/2025
Jpmorgan Chase New York NY 06/2024 08/2024
University Of Delaware Newark DE 08/2021 01/2024
Vigilant Compliance Llc Chadds Ford PA 01/2023 08/2023
Iron Hill Brewery Newark DE 07/2022 12/2022
Ymca West Chester PA 03/2017 07/2021
West Chester East High School West Chester PA 07/2015 10/2020
  • 07/2025 → Present
    New York, NY
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2025 → 06/2025
    Unemployed
    New York, NY
  • 02/2024 → 05/2025
    University Of Delaware
    Newark, DE
  • 06/2024 → 08/2024
    Jpmorgan Chase
    New York, NY
  • 08/2021 → 01/2024
    University Of Delaware
    Newark, DE
  • 01/2023 → 08/2023
    Vigilant Compliance Llc
    Chadds Ford, PA
  • 07/2022 → 12/2022
    Iron Hill Brewery
    Newark, DE
  • 03/2017 → 07/2021
    Ymca
    West Chester, PA
  • 07/2015 → 10/2020
    West Chester East High School
    West Chester, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25
Other Names
  • Patrick Stuart Einstein

View on SEC IAPD

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