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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-19 |
| NJ | RA | APPROVED | 2025-09-29 |
| NY | RA | APPROVED | 2025-09-26 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yale University - Levy Decision Neuroscience Lab | New Haven | CT | 03/2024 | 05/2025 |
| Princeton Review | New Haven | CT | 03/2023 | 05/2025 |
| Yale University - La Casa Cultural | New Haven | CT | 09/2022 | 05/2024 |
| Yale University - Men's Basketball | New Haven | CT | 09/2022 | 05/2025 |
| Princeton International School Of Mathematics And Science | Princeton | NJ | 07/2017 | 06/2021 |
| Yale University | New Haven | CT | 08/2021 | 05/2025 |
| Frost Valley Ymca | Claryville | NY | 06/2021 | 08/2021 |
| Bloomfield Middle School | Bloomfield | NJ | 08/2015 | 06/2017 |
| Lpl Enterprise | New Haven | CT | 08/2015 | Present |
1. 07/28/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Bloomfield, NJ - Start Date 07/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/28/2025 - REBECCA SOSA-COBA N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Bloomfield, NJ - Start Date 07/24/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
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