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Catherine Gonzalez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Astoria, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
NY RA APPROVED 2025-10-31
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • NY RA
    APPROVED
    Since 2025-10-31

Branch Locations

3181 Steinway St, Astoria, NY 11103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Corona NY 05/2021 Present
Walgreens New York NY 05/2019 11/2020
Old Mutual New York NY 10/2016 04/2018
Lehman College Bronx NY 08/2014 08/2018
Unemployed Sunnyside NY 11/2020 05/2021
Jacaranda Club Llc New York NY 12/2015 12/2019
Bank Of America, N.A. Corona NY 09/2025 Present
  • 05/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Corona, NY
  • 05/2019 → 11/2020
    Walgreens
    New York, NY
  • 10/2016 → 04/2018
    Old Mutual
    New York, NY
  • 08/2014 → 08/2018
    Lehman College
    Bronx, NY
  • 11/2020 → 05/2021
    Unemployed
    Sunnyside, NY
  • 12/2015 → 12/2019
    Jacaranda Club Llc
    New York, NY
  • 09/2025 → Present
    Bank Of America, N.A.
    Corona, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-30
  • S66 Uniform Combined State Law Examination
    2025-10-30
Other Names
  • Catherine Lamercy Gonzalez

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · ASTORIA, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASTORIA , NY
J.P. MORGAN SECURITIES LLC · ASTORIA, NY
LPL FINANCIAL LLC · ASTORIA, NY
LPL FINANCIAL LLC · ASTORIA, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · ASTORIA, NY
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