Nicole Frances Moran

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2025 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2023 → 07/2025
  Rosecliff Ventures
  New York, NY
• 01/2025 → 06/2025
  Unemployed
  Belle Harbor, NY
• 08/2024 → 12/2024
  University Of Virginia
  Charlottesville, VA
• 06/2024 → 08/2024
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 09/2023 → 05/2024
  Unemployed
  Charlottesville, NY
• 06/2023 → 08/2023
  Breezy Point Cooperative
  Rockaway Park, NY
• 09/2022 → 05/2023
  Unemployed
  Belle Harbor, NY
• 06/2022 → 08/2022
  Breezy Point Cooperative
  Rockaway Park, NY
• 06/2022 → 07/2022
  Rosecliff Ventures
  New York, NY
• 09/2021 → 05/2022
  Unemployed
  Belle Harbor, NY
• 06/2021 → 08/2021
  Breezy Point Cooperative
  Rockaway Park, NY
• 06/2021 → 07/2021
  Rosecliff Ventiures
  New York, NY
• 09/2020 → 05/2021
  Unemployed
  Belle Harbor, NY
• 06/2020 → 08/2020
  Breezy Point Cooperative
  Rockaway Park, NY
• 10/2019 → 05/2020
  Unemployed
  Belle Harbor, NY
• 06/2018 → 09/2019
  Trident Recreation Enterprises
  Rockaway Park, NY
• 07/2015 → 05/2018
  Unemployed
  Belle Harbor, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-09-03