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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-31
  • CT RA
    APPROVED
    Since 2026-01-31

Branch Locations

340 Hebron Avenue, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gottfried & Somberg Wealth Management Glastonbury CT 07/2025 Present
Mercer Investments Boston MA 03/2024 07/2025
Pathstone Boston MA 11/2021 03/2024
Pimco Newport Beach CA 11/2018 10/2021
Allianz Asset Management Newport Beach CA 10/2015 11/2018
Commonwealth Financial Network Waltham MA 07/2025 Present
  • 07/2025 → Present
    Gottfried & Somberg Wealth Management
    Glastonbury, CT
  • 03/2024 → 07/2025
    Mercer Investments
    Boston, MA
  • 11/2021 → 03/2024
    Pathstone
    Boston, MA
  • 11/2018 → 10/2021
    Pimco
    Newport Beach, CA
  • 10/2015 → 11/2018
    Allianz Asset Management
    Newport Beach, CA
  • 07/2025 → Present
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-31
  • S65 Uniform Investment Adviser Law Examination
    2026-01-31

View on SEC IAPD

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