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Jacob Halem

Cetera Investment Advisers LLC

Newark, DE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-08-28
  • DE RA
    APPROVED
    Since 2025-08-28

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Middletown DE 05/2025 08/2025
Washington College Chestertown MD 06/2023 05/2025
Koons Automotive Company Clarksville MD 06/2022 06/2023
Student York PA 01/2019 06/2022
Student Oxford OH 08/2017 01/2019
Student Clarksburg MD 05/2015 08/2017
Cetera Wealth Services, Llc El Segundo CA 08/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2025 Present
  • 05/2025 → 08/2025
    Unemployed
    Middletown, DE
  • 06/2023 → 05/2025
    Washington College
    Chestertown, MD
  • 06/2022 → 06/2023
    Koons Automotive Company
    Clarksville, MD
  • 01/2019 → 06/2022
    Student
    York, PA
  • 08/2017 → 01/2019
    Student
    Oxford, OH
  • 05/2015 → 08/2017
    Student
    Clarksburg, MD
  • 08/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 08/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH FINANCIAL OBJECTIVES AND HOLDINGS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11
Other Names
  • Jake Halem

View on SEC IAPD

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Other Investors

WILLIAM JASON HAGERMAN
CHRISTOPHER M BURGOS
Deborah A Sniadowski-Lindeke
SCOTT BECKER
Andrew Rosenbaum
CHARLES CARPENTER WHITE
Zachary Thomas Simendinger
Preston James Knotts

Other Offices

JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

More in Newark, DE

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